- GreatSQL社區原創內容未經授權不得隨意使用，轉載請聯系小編并注明來源，
- GreatSQL是MySQL的國產分支版本，使用上與MySQL一致，
- 作者： 王慶勛
- 文章來源：GreatSQL社區原創
某銀行客戶在從Oracle遷移到MySQL的開發中，MySQL在READ-COMMITTED隔離級別下，出現了insert阻塞update的情況，但同樣的情況下，Oracle的insert則不會阻塞update，本文通過復現該問題，分析MySQL的鎖資訊，確認是MySQL與Oracle在并發事務處理上的差異，在進行資料庫遷移改造的程式開發應予以關注，
1.問題復現
1.1.環境準備
MySQL版本的8.0.26，隔離級別是READ-COMMITTED ，測驗表t的欄位a為主鍵，
mysql> select version();
+-----------+
| version() |
+-----------+
| 8.0.26 |
+-----------+
1 row in set (0.02 sec)
mysql> show variables like 'transaction_isolation';
+-----------------------+----------------+
| Variable_name | Value |
+-----------------------+----------------+
| transaction_isolation | READ-COMMITTED |
+-----------------------+----------------+
1 row in set (0.00 sec)
mysql> desc t;
+-------+------+------+-----+---------+-------+
| Field | Type | Null | Key | Default | Extra |
+-------+------+------+-----+---------+-------+
| a | int | NO | PRI | NULL | |
| b | int | YES | | NULL | |
+-------+------+------+-----+---------+-------+
2 rows in set (0.01 sec)
mysql> select * from t;
+---+------+
| a | b |
+---+------+
| 7 | 7 |
+---+------+
1 row in set (0.00 sec)
1.2. insert阻塞update的操作步驟
insert陳述句未提交時，update同樣主鍵的資料會被阻塞，
| session1 | session2 |
|---|---|
| 插入一條資料(a=8)后未提交， mysql> begin; Query OK, 0 rows affected (0.00 sec) mysql> insert into t values(8,8); Query OK, 1 row affected (0.01 sec) | |
| 更改資料，條件是a=8,將會被阻塞 mysql> update t set b=0 where a=8; <<掛起，等待innodb_lock_wait_timeout超時 |
2.分析原因
2.1.檢查事務鎖資訊
mysql> select * from information_schema.innodb_trx\G
*************************** 1. row ***************************
trx_id: 3795
trx_state: LOCK WAIT
trx_started: 2022-10-11 16:03:38
trx_requested_lock_id: 139727275779216:52:4:3:139724882995456
trx_wait_started: 2022-10-11 16:03:38
trx_weight: 2
trx_mysql_thread_id: 9346
trx_query: update t set b=0 where a=8
trx_operation_state: starting index read
trx_tables_in_use: 1
trx_tables_locked: 1
trx_lock_structs: 2
trx_lock_memory_bytes: 1128
trx_rows_locked: 1
trx_rows_modified: 0
trx_concurrency_tickets: 0
trx_isolation_level: READ COMMITTED
trx_unique_checks: 1
trx_foreign_key_checks: 1
trx_last_foreign_key_error: NULL
trx_adaptive_hash_latched: 0
trx_adaptive_hash_timeout: 0
trx_is_read_only: 0
trx_autocommit_non_locking: 0
trx_schedule_weight: 1
*************************** 2. row ***************************
trx_id: 3790
trx_state: RUNNING
trx_started: 2022-10-11 16:03:29
trx_requested_lock_id: NULL
trx_wait_started: NULL
trx_weight: 3
trx_mysql_thread_id: 9320
trx_query: NULL
trx_operation_state: NULL
trx_tables_in_use: 0
trx_tables_locked: 1
trx_lock_structs: 2
trx_lock_memory_bytes: 1128
trx_rows_locked: 1
trx_rows_modified: 1
trx_concurrency_tickets: 0
trx_isolation_level: READ COMMITTED
trx_unique_checks: 1
trx_foreign_key_checks: 1
trx_last_foreign_key_error: NULL
trx_adaptive_hash_latched: 0
trx_adaptive_hash_timeout: 0
trx_is_read_only: 0
trx_autocommit_non_locking: 0
trx_schedule_weight: NULL
2 rows in set (0.00 sec)
說明：通過InnoDB的事務表innodb_trx查詢到thread_id=9346的事務3795正在等待鎖（trx_state: LOCK WAIT）,
thread_id=9320的事務3790正在執行（trx_state: RUNNING），
mysql> select * from performance_schema.data_locks\G
*************************** 1. row ***************************
ENGINE: INNODB
ENGINE_LOCK_ID: 139727275779216:1113:139724882998560
ENGINE_TRANSACTION_ID: 3795
THREAD_ID: 9441
EVENT_ID: 5000
OBJECT_SCHEMA: testdb
OBJECT_NAME: t
PARTITION_NAME: NULL
SUBPARTITION_NAME: NULL
INDEX_NAME: NULL
OBJECT_INSTANCE_BEGIN: 139724882998560
LOCK_TYPE: TABLE
LOCK_MODE: IX
LOCK_STATUS: GRANTED
LOCK_DATA: NULL
*************************** 2. row ***************************
ENGINE: INNODB
ENGINE_LOCK_ID: 139727275779216:52:4:3:139724882995456
ENGINE_TRANSACTION_ID: 3795
THREAD_ID: 9441
EVENT_ID: 5012
OBJECT_SCHEMA: testdb
OBJECT_NAME: t
PARTITION_NAME: NULL
SUBPARTITION_NAME: NULL
INDEX_NAME: PRIMARY
OBJECT_INSTANCE_BEGIN: 139724882995456
LOCK_TYPE: RECORD
LOCK_MODE: X,REC_NOT_GAP
LOCK_STATUS: WAITING
LOCK_DATA: 8
*************************** 3. row ***************************
ENGINE: INNODB
ENGINE_LOCK_ID: 139727275781640:1113:139724883017072
ENGINE_TRANSACTION_ID: 3790
THREAD_ID: 9415
EVENT_ID: 15467
OBJECT_SCHEMA: testdb
OBJECT_NAME: t
PARTITION_NAME: NULL
SUBPARTITION_NAME: NULL
INDEX_NAME: NULL
OBJECT_INSTANCE_BEGIN: 139724883017072
LOCK_TYPE: TABLE
LOCK_MODE: IX
LOCK_STATUS: GRANTED
LOCK_DATA: NULL
*************************** 4. row ***************************
ENGINE: INNODB
ENGINE_LOCK_ID: 139727275781640:52:4:3:139724883013968
ENGINE_TRANSACTION_ID: 3790
THREAD_ID: 9441
EVENT_ID: 5007
OBJECT_SCHEMA: testdb
OBJECT_NAME: t
PARTITION_NAME: NULL
SUBPARTITION_NAME: NULL
INDEX_NAME: PRIMARY
OBJECT_INSTANCE_BEGIN: 139724883013968
LOCK_TYPE: RECORD
LOCK_MODE: X,REC_NOT_GAP
LOCK_STATUS: GRANTED
LOCK_DATA: 8
4 rows in set (0.00 sec)
說明：事務3795正在等待LOCK_TYPE: RECORD，LOCK_MODE:X,REC_NOT_GAP，等待的主鍵值為8；
事務3790已獲取主鍵值為8的LOCK_TYPE: RECORD，LOCK_MODE:X,REC_NOT_GAP鎖，
mysql> select * from sys.innodb_lock_waits\G
*************************** 1. row ***************************
wait_started: 2022-10-11 16:03:38
wait_age: 00:02:50
wait_age_secs: 170
locked_table: `testdb`.`t`
locked_table_schema: testdb
locked_table_name: t
locked_table_partition: NULL
locked_table_subpartition: NULL
locked_index: PRIMARY
locked_type: RECORD
waiting_trx_id: 3795
waiting_trx_started: 2022-10-11 16:03:38
waiting_trx_age: 00:02:50
waiting_trx_rows_locked: 1
waiting_trx_rows_modified: 0
waiting_pid: 9346
waiting_query: update t set b=0 where a=8
waiting_lock_id: 139727275779216:52:4:3:139724882995456
waiting_lock_mode: X,REC_NOT_GAP
blocking_trx_id: 3790
blocking_pid: 9320
blocking_query: NULL
blocking_lock_id: 139727275781640:52:4:3:139724883013968
blocking_lock_mode: X,REC_NOT_GAP
blocking_trx_started: 2022-10-11 16:03:29
blocking_trx_age: 00:02:59
blocking_trx_rows_locked: 1
blocking_trx_rows_modified: 1
sql_kill_blocking_query: KILL QUERY 9320
sql_kill_blocking_connection: KILL 9320
1 row in set (0.01 sec)
說明：事務3795等待testdb.t上的rec_not_gap獨占鎖，事務3790持有該獨占鎖，
mysql> select distinct,* from sys.processlist where conn_id in (select trx_mysql_thread_id from information_schema.innodb_trx)\G
*************************** 1. row ***************************
thd_id: 9441
conn_id: 9346
user: [email protected]
db: testdb
command: Query
state: updating
time: 141
current_statement: update t set b=0 where a=8
statement_latency: 2.37 min
progress: NULL
lock_latency: 431.00 us
rows_examined: 0
rows_sent: 0
rows_affected: 0
tmp_tables: 0
tmp_disk_tables: 0
full_scan: NO
last_statement: NULL
last_statement_latency: NULL
current_memory: 140.15 KiB
last_wait: wait/io/table/sql/handler
last_wait_latency: Still Waiting
source: handler.cc:3250
trx_latency: 13.30 min
trx_state: ACTIVE
trx_autocommit: NO
pid: 9632
program_name: mysql
*************************** 2. row ***************************
thd_id: 9415
conn_id: 9320
user: [email protected]
db: testdb
command: Sleep
state: NULL
time: 801
current_statement: NULL
statement_latency: NULL
progress: NULL
lock_latency: 288.00 us
rows_examined: 0
rows_sent: 0
rows_affected: 1
tmp_tables: 0
tmp_disk_tables: 0
full_scan: NO
last_statement: insert into t values(8,8)
last_statement_latency: 765.23 us
current_memory: 218.19 KiB
last_wait: wait/io/socket/sql/client_connection
last_wait_latency: Still Waiting
source: viosocket.cc:146
trx_latency: 13.52 min
trx_state: ACTIVE
trx_autocommit: NO
pid: 9600
program_name: mysql
說明：被阻塞事務執行的sql陳述句update t set b=0 where a=8，
阻塞事務執行的sql陳述句是insert into t values(8,8)，
說明：
MySQL的隔離級別是通過索引上的鎖實作并發事務控制的，在READ-COMMITTED隔離級別下，session1在執行insert陳述句時，在主鍵索引上獲取了a=8的行記錄獨占鎖，以禁止插入相同主鍵的資料；session2如果同時插入相同的主鍵資料被阻塞，容易理解（Oracle也同樣阻塞），出于同樣的原因session2執行update時，由于無法獲取a=8的行記錄獨占鎖，同樣也會被阻塞，
2.2.驗證MySQL事務未提交時已寫入資料檔案
驗證事務未提交時，insert陳述句已將資料寫入資料檔案，索引資料也已生成，
測驗表test1
mysql> CREATE TABLE `test1` (
-> `id` int NOT NULL AUTO_INCREMENT,
-> `k` int NOT NULL DEFAULT '0',
-> `c` char(120) NOT NULL DEFAULT '',
-> `pad` char(60) NOT NULL DEFAULT '',
-> PRIMARY KEY (`id`),
-> KEY `k_1` (`k`)
-> ) ;
Query OK, 0 rows affected (0.07 sec)
開啟一個事務，插入10萬條資料，
mysql> begin;
Query OK, 0 rows affected (0.00 sec)
mysql> insert into test1 select * from sbtest1;
Query OK, 100000 rows affected (1.44 sec)
Records: 100000 Duplicates: 0 Warnings: 0
檢查表的data_length和index_length
mysql> show table status where name like 'test1'\G
*************************** 1. row ***************************
Name: test1
Engine: InnoDB
Version: 10
Row_format: Dynamic
Rows: 98712
Avg_row_length: 228
Data_length: 22593536
Max_data_length: 0
Index_length: 2637824
Data_free: 4194304
Auto_increment: 100001
Create_time: 2022-10-11 22:14:50
Update_time: NULL
Check_time: NULL
Collation: utf8mb4_0900_ai_ci
Checksum: NULL
Create_options:
Comment:
1 rows in set (0.01 sec)
回滾insert操作
mysql> rollback;
Query OK, 0 rows affected (1.35 sec)
更新統計資訊
mysql> analyze table test1;
再次檢查表的data_length和index_length
mysql> show table status where name like 'test1'\G
*************************** 1. row ***************************
Name: test1
Engine: InnoDB
Version: 10
Row_format: Dynamic
Rows: 0
Avg_row_length: 0
Data_length: 16384
Max_data_length: 0
Index_length: 16384
Data_free: 29360128
Auto_increment: 100001
Create_time: 2022-10-11 22:22:36
Update_time: NULL
Check_time: NULL
Collation: utf8mb4_0900_ai_ci
Checksum: NULL
Create_options:
Comment:
1 row in set (0.00 sec)
檢查資料檔案的大小
[root@host73 testdb]# ll *test1.ibd
-rw-r----- 1 greatdb greatdb 30408704 Oct 11 15:12 sbtest1.ibd
-rw-r----- 1 greatdb greatdb 33554432 Oct 11 22:24 test1.ibd
說明：
MySQL在執行insert 陳述句進行資料插入，未提交時，資料也已寫入表的聚集索引，輔助索引也已生成，MySQL可以使用未提交資料的索引，通過鎖機制實作事務的并發控制，
3.Oracle中insert沒有阻塞update
在Oracle中，創建同樣的測驗表t，執行同樣的insert和update，但insert不會阻塞update，
CREATE TABLE t (
a int NOT NULL PRIMARY KEY ,
b int DEFAULT NULL
);
insert into t values(7,7);
commit;
執行相同的insert和update陳述句，
| session1 | session2 |
|---|---|
| SQL> insert into t values(8,8); | |
| 1 row created. | SQL> update t set b=0 where a=8;0 rows updated. |
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